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{ |
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"paper_id": "R11-1037", |
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"generated_with": "S2ORC 1.0.0", |
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"date_generated": "2023-01-19T15:04:26.344949Z" |
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}, |
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"title": "Modelling Entity Instantiations", |
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"authors": [ |
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{ |
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"first": "Andrew", |
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"middle": [], |
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"last": "Mckinlay", |
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"suffix": "", |
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"affiliation": { |
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"laboratory": "", |
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"institution": "University of Leeds", |
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"location": { |
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"country": "UK" |
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}, |
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"email": "" |
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}, |
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{ |
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"first": "Katja", |
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"middle": [], |
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"last": "Markert", |
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"suffix": "", |
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"affiliation": { |
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"laboratory": "", |
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"institution": "University of Leeds", |
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"location": { |
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"country": "UK" |
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"email": "markert@comp.leeds.ac.uk" |
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"year": "", |
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"abstract": "We introduce the problem of detecting Entity Instantiations, a type of entity relation in which a set of entities is introduced, and either a member or subset of this set is mentioned afterwards. We perform the first, reliable, corpus study of Entity Instantiations, concentrating on intersentential annotation. We then develop the first automatic instantiation detector, which incorporates lexical, contextual and world knowledge and shows significant improvements over a strong baseline.", |
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"text": "We introduce the problem of detecting Entity Instantiations, a type of entity relation in which a set of entities is introduced, and either a member or subset of this set is mentioned afterwards. We perform the first, reliable, corpus study of Entity Instantiations, concentrating on intersentential annotation. We then develop the first automatic instantiation detector, which incorporates lexical, contextual and world knowledge and shows significant improvements over a strong baseline.", |
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"text": "In this paper we annotate and classify Entity Instantiations. An Entity Instantiation is a noncoreferent entity relationship, where a set of entities is mentioned, and then a member or subset 1 of this set is introduced. Example 1 shows a pair of sentences with the set in bold and set member in italics. 2 Examples 2 and 3 show a pair of sentences with a set in bold and subset in italics.", |
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"section": "Introduction", |
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"sec_num": "1" |
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"text": "(1) a. Some European funds recently have skyrocketed. b. Spain Fund has surged to a startling 120% premium.", |
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"section": "Introduction", |
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"sec_num": "1" |
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"text": "(2) a. Bids totalling $515 million were submitted. b. Accepted offers ranged from 8.38% to 8.395%", |
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"section": "Introduction", |
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"text": "1 When we refer to a subset, we mean a proper subset. We consider two equal sets to be coreferent, and not participating in an Entity Instantiation.", |
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"section": "Introduction", |
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"sec_num": "1" |
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"text": "2 Examples 1, 2, 3, 8 and 9 are adapted from the Penn Treebank Wall Street Journal Corpus (Marcus et al., 1993) .", |
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"section": "Introduction", |
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"text": "(3) a. In the aftermath of the downturn many manufacturers have struggled. b. Those relying on foreign imports have had the most difficulty.", |
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"section": "Introduction", |
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"text": "The detection of Entity Instantiations is not tackled in ACE (ACE, 2000 (ACE, -2005 or MUC (MUC, 1987 (MUC, -1998 , the two most popular schemes of semantic relation annotation. It is, however, important as it can supplement knowledge about the member or subset. In Example 4 below, the Entity Instantiation between 'several EU countries' and 'the UK' gives us the knowledge that not only are interest rates dropping in the UK, but inflation is rising as well. Entity Instantiations can also aid the interpretation of sentiment -in Example 5, the author's thoughts about the pay of Wayne Rooney can be inferred from the negative sentiment of the first sentence. In some instances, the member or subset is even uninterpretable without the set. In Example 3, 'Those relying on foreign imports' requires 'many manufacturers' to interpret the missing head noun. The problem of detecting these types of Entity Instantiation overlaps with bridging anaphora.", |
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"text": "(4) a. Inflation has increased sharply in several EU countries. b. In the UK, this has accompanied a drop in interest rates. In Examples 6 and 7, the contextual information about the attitudes of the workers is necessary to establish whether an Entity Instantiation exists.", |
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"text": "(6) a. Some workers are opposed to strike action. b. John Smith fears that a strike could damage the industry's public perception.", |
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"text": "(7) a. Some workers are opposed to strike action. b. David Jones, however, is willing to put his job on the line for the cause. (Not an instantiation.)", |
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"section": "Introduction", |
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"text": "In this paper we present an annotated corpus of Entity Instantiations, containing 648 annotated instantiations over 25 texts. We then use this corpus to train and test an automatic Entity Instantiation identifier, which gains significant improvements over a unigram baseline.", |
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"text": "Our work is related to Relation Extraction (RE), which is the discovery of semantic relations between pairs of entities. Much of the work in this field is connected to the Message Understanding Conferences (MUC, 1987 (MUC, -1998 and the NIST Automatic Content Extraction (ACE, 2000 (ACE, -2005 programs, both of which provide annotated corpora of semantic relations. The ACE-2004 scheme includes 7 broad relation types, divided into a total of 23 subtypes, such as ART.User-Owner to indicate the ownership of an object by a person, and ORG-AFF.Employment to represent the employment of a person by an organisation. Entity Instantiations are not considered in the MUC and ACE annotation schemes, which consider relationships between different types of entity, such as those between persons and locations, rather than our groups and instances of entities of the same type. However, the algorithms used to classify these semantic relationship might still be applicable to our problem.", |
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"text": "A variety of automatic RE algorithms have been developed, falling largely into two groups; those that learn from tree-kernels and those that use traditional, flat features. In one approach of the first type, (Zhou et al., 2007) use tree kernels to capture the structured information held in the parse trees of entities. They implement an algorithm which dynamically decides how much context to include as part of the tree, and in conjunction with some flat features it achieves an F-score of 75.8% on the 7 broad relation types in the ACE-2004 dataset.", |
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"text": "Two recent flat-featured approaches successfully exploit background knowledge to improve RE. (Chan and Roth, 2010) implement features which use Wikipedia queries to search for parentchild relationships between entities. They attain an F-score of 68.2% at the coarse-grained level and 54.4% at the fine-grained level on a set of directed, sentence-internal relations from the ACE-2004 dataset. (Sun et al., 2011) generate largescale word clusters from the TDT5 corpus and incorporate information regarding which cluster the mention head word belongs to. This method results in an F-score of 71.5%.", |
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"text": "Our work is also related to the problem of bridging anaphora. A bridging anaphor is an anaphor that is not coreferent to its antecedent, but connected by another relationship, such as meronymy. Prior work in theoretical linguistics and corpus linguistics (Asher and Lascarides, 1998; Fraurud, 1990; Poesio and Vieira, 1998) has offered significant insight into bridging. A number of bridging publications also refer to set membership or subset relationships specifically (Clark, 1975; Prince, 1981; Gardent et al., 2003) . Further work has concentrated on the development of algorithms for the resolution of bridging anaphora. (Markert et al., 1996; Vieira and Poesio, 2000) create end-to-end systems for bridging resolution, while both (Markert et al., 2003) and (Poesio et al., 2004) tackle solely part-of bridging references.", |
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"text": "Our work differs from bridging in that often Entity Instantiations are not anaphoric (see Examples 1, 4, 5 and 6). There is, however, some overlap. For instance, in Example 3 the subset 'Those relying on foreign imports' requires knowledge of the set 'manufacturers' to be understood.", |
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"text": "Our work is also related to (Recasens et al., 2010) , in which the authors develop a typology of near-identity coreference relationships, including largely overlapping sets. Set membership relations, however, are not tackled.", |
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"text": "To create a gold standard corpus creation we annotate full texts from the Penn Treebank (PTB) Wall Street Journal corpus (Marcus et al., 1993) for the presence of two types of Entity Instantiation:", |
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"section": "Corpus Study", |
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"text": "Set Member A set of entities is introduced, and a single member of that set is mentioned.", |
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"text": "Subset A set of entities is introduced, and a smaller subset of these is mentioned.", |
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"text": "We limit our annotation to instantiations that occur between adjacent sentences. We do not annotate intrasententially, as we suspect that many intrasentential instantiations may be easily discoverable by syntactic analysis (for example, the instantiations in 'Some football managers, such as Sir Alex Ferguson' and 'Among these workers, John Smith').. Our annotation tool automatically identifies plural and singular noun phrases (NPs) that are candidates for participating in Entity Instantiations, separately displaying plural-plural NP pairs for subset annotation and plural-singular NP pairs for set member annotation. We automatically remove NPs that are appositions or predicates, and therefore not mentions. Our tool also includes the option to manually mark noun phrases as \"Not a mention\". We use this to exclude instances of nonreferential it, noun phrases that are idiomaticsuch as pie in the sky -and generic pronouns.", |
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"text": "The annotator then indicates whether each pair of NPs forms an Entity Instantiation. We annotate each pair of sentences twice; once with potential sets in first sentence and potential set members and subsets in the second sentence, and once with potential sets in the second sentence and potential set members and subsets in the first sentence.", |
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"text": "To ascertain the reliability and replicability of our annotations, we undertook a short agreement study. Five texts containing a total of 6,177 NP pairs were independently annotated by the two authors of this study, and their agreement was measured in the following three variations: 3. Is there an Entity Instantiation between these two sentences?", |
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"sec_num": "3.1" |
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"text": "The results of the agreement study, including percentage agreement and chance corrected agreement (Kappa, (Cohen, 1960) ), are presented in Table 1. Our agreement about which candidates were \"Not a mention\" was \u03ba = 0.7146. These agreement statistics show reasonable agreement on the task, and that our annotation scheme is reliable and replicable.", |
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"text": "There were several re-occurring types of disagreements. It was often difficult for annotators to establish whether a pair of sets were subsets, coreferent or overlapping. In Example 8, one can interpret 'men' to mean either the men belonging to Baker or the general set of men, and this interpretation directly affects whether 'them' is considered a subset.", |
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"text": "Another problematic issue was systematic polysemy. In Example 9, 'Most cosmetic purchases' might comprise a set of transactions or a set of products. The result of this interpretation then affects whether one considers 'lipstick' to be a set member.", |
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"text": "We also found that disagreements often propagated. A single decision about the relationship between two entities early on in a text can result in a large number of follow-on disagreements.", |
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"text": "(8) a. Baker had lots of men.", |
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"text": "b. But she didn't trust them and didn't reward trust.", |
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"text": "(9) a. Most cosmetic purchases are unplanned. b. Lipstick is often bought on a whim.", |
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"text": "After the successful agreement study, a further 20 texts were annotated by the first author of this study in order to complete the corpus. The frequency of Entity Instantiations over the final 25 Table 2 . We found that a mean of 26 instantiations occurred per text, and that set membership instantiations occur considerably more frequently than subset instantiations.", |
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"text": "Table 2", |
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"section": "Further Annotation", |
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"sec_num": "3.2" |
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"text": "We use a supervised machine learning approach to detect which NP pairs comprise Entity Instantiations. Below we detail our feature set, experimental set-up and results.", |
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"section": "Automatic Instantiation Detection", |
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"sec_num": "4" |
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}, |
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"text": "Our features fall into five broad categories; surface, salience, syntactic, contextual and knowledge. These categories contain both features that pertain to a single NP, and those that represent cross-NP relationships.", |
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"section": "Features", |
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"sec_num": "4.1" |
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}, |
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"text": "Surface features. Our surface features consist of unigrams, part-of-speech tags, lemmas, and dependency-parse 3 derived heads of each NP. We calculate Levenshtein's distance between the strings representing the unigrams, lemmas, head word and head lemma of each NP, hoping to capture pairs like 'funds' and 'fund' (see Example 1). We also calculate the distance in characters and words between NP pairs, and include these along with versions normalised by the total length of the two sentences containing the NPs. Additionally we include a boolean feature which represents the order of the NPs -True for candidate set NP in the first sentence and candidate set member/subset NP in the second sentence and False for the reverse order.", |
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"text": "Salience features. As an indicator of the salience of each NP we include: its grammatical role, derived from dependency parse data; whether it is the first mention of that entity in the sentence or document; the number of mentions of the entity prior to this in the document; and the overall number of mentions of the entity in the document. We approximate the number of entity mentions by judging noun phrases with identical heads to be coreferent, as in (Barzilay and Lapata, 2008) .", |
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"text": "(Barzilay and Lapata, 2008)", |
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"text": "Syntactic features. We include five syntactic features, representing syntactic parallelism and pre-and post-modification. The modification type includes values that represent apposition, conjunction, pre modification and bare nouns. Our intuition is that set members and subsets are often more heavily modified than the sets that they are part of, as in footballers \u2192 footballers playing in the Premiership, European countries \u2192 European nations that use the Euro.", |
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"text": "Contextual features. We include several contextual features, hypothesising that NPs that occur in similar contexts may be more likely to be Entity Instantiations. We retrieve the Levin class (Levin, 1993) of each NP's head verb, as well as the verb itself, noting examples such as Example 1 which has two similar verbs, 'surge' and 'skyrocket'. We also calculate whether each NP is in a quotation, and include an approximation of the discourse relations present in the two sentences by identifying likely discourse connectives and mapping them to their most frequent explicit relation in the Penn Discourse Treebank (PDTB) (Prasad et al., 2008) . In cases such as Example 7, the presence of the discourse connective 'however' appears useful in establishing that no instantiation is present. Note that we do not use any PDTB annotations to discover the presence of implicit or explicit discourse relations in the two sentences.", |
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"end": 204, |
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"text": "(Levin, 1993)", |
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"text": "(Prasad et al., 2008)", |
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"text": "Knowledge-based features. Our knowledgebased features are organised into four categories:", |
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"text": "WordNet. We use WordNet to establish whether the head words of NPs that are not named entities are synonyms or hyponyms, in an effort to identify pairs such as 'offers' and 'bids' in Example 2.", |
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"text": "Freebase. We use Freebase (Bollacker et al., 2008) , a freely-available repository of structured knowledge, to attempt to establish the relatedness of NPs. Each entity in Freebase is associated with a list of topics, which loosely represent hyponyms of the entity. For example, the topics listed for 'Wayne Rooney' include ['Person','Football player','Athlete','2010 World Cup Athlete'] . For each NP representing a potential set member or subset, we search Freebase using their Search API, choosing those matching entities that have a relevance score over 35. We then retrieve a list of topics for each entity and compare these topics to our potential set NP. If one of the topics is equal to, synonymous with, or has a Levenshtein distance of 1 from our potential set, the feature is True. Otherwise the feature is False.", |
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"start": 323, |
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"text": "['Person','Football player','Athlete','2010 World Cup Athlete']", |
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"text": "Google PMI. We also use Google for discovering potential set membership and subset relations. We calculate Point-wise Mutual Information from hit counts for our potential Entity Instantiations, based on the notion that the pattern \"X and other Y \", where X is a potential set member or subset and Y is a potential set, indicates hyponymy (Hearst, 1992; Markert and Nissim, 2005) . We use the following formula to calculate the value of our feature: G-PMI(X, Y ) = hits(\"X and other Y \") hits(\"X\") \u00d7 hits(\"and other Y \") Animacy. We attempt to establish whether the animacy of the two NPs match, reasoning that pairs of NPs that do not have the same animacy are highly unlikely to participate in an Entity Instantiation.", |
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"text": "(Hearst, 1992;", |
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"ref_id": "BIBREF12" |
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"start": 353, |
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"end": 378, |
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"text": "Markert and Nissim, 2005)", |
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"text": "We use a list of animate pronouns, lists of animate and inanimate words distributed as part of the Stanford Deterministic Coreference Resolution System (Ji and Lin, 2009; Lee et al., 2011) , and named entity information generated by the Stanford Named Entity Recognizer (Finkel et al., 2005) to ascertain the animacy of each NP. Our feature has three possible values; Match if the two NPs have the same animacy, No Match if they do not, and Not Present if we cannot calculate the animacy of one of the NPs. Not Present occurs in only 6% of pairs.", |
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"end": 170, |
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"text": "(Ji and Lin, 2009;", |
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"start": 171, |
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"end": 188, |
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"text": "Lee et al., 2011)", |
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"ref_id": "BIBREF15" |
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"text": "(Finkel et al., 2005)", |
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"ref_id": "BIBREF9" |
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"text": "We divide our data set into two; plural-plural NP pairs that are labelled either subset or noinstantiation and plural-singular NP pairs that are labelled either set member or no-instantiation. We use the machine learner ICSIBoost (Favre et al., 2007) . ICSIBoost is an open source implementation of Boostexter (Schapire and Singer, 2000) , an algorithm which combines simple 'rules-ofthumb' -in this case, decision stumps -to produce a classifier. We apply 10-fold crossvalidation for testing and training in all our experiments, keeping pairs from the same text in the same fold, to avoid rewarding the learning of very specific rules about the unigrams present which will not generalise well.", |
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"text": "(Schapire and Singer, 2000)", |
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"sec_num": "4.2" |
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"text": "Due to the nature of the annotation study, there are many more pairs of candidates between which no Entity Instantiation has been annotated than those that have. Only 2.32% of the 28,966 pairs of candidates in the corpus have a set member or subset annotation. We therefore experiment with two different datasets.", |
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"text": "Firstly, we used random sub-sampling to produce a balanced data set in which only 50% of the annotated pairs were non-relations, and used this for both training and testing. Results on the subsampled data are shown in Table 3 .", |
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"text": "Table 3", |
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"text": "Secondly, we experimented with the original, highly skewed data. Training on the original data resulted in a classifier that almost never predicted an instantiation, so we experimented with some simple techniques to improve precision and recall. These comprised randomly subsampling the negative examples so that they made up 50% or 75% of the training data, and oversampling the positive examples in the training data by a factor of 10, 20 or 40. The results of these experiments are shown in Table 4 .", |
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"text": "For comparison, results for a baseline whose sole features are the unigrams of the two NPs are also included. The Precision, Recall and F-Measure scores shown are for the positive examples in each set.", |
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"text": "On a balanced data set, our best features show highly significant improvements over the unigram baseline 4 . We performed a feature ablation study, removing each group of features from our model in turn, the results of which are present in Table 3. Our knowledge-based features are particularly good for identifying instantiations. Upon further investigation, we discovered that our Google PMI feature is the most effective of this feature group, with large PMI values often being indicative of instantiations.", |
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"sec_num": "4.3" |
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{ |
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"text": "Our salience features aid classification significantly for set members but not subsets. This indicates that set members are often first mentions of an entity that are mediated from a set, but subsets function less often in this way. In general, sub- Table 4 : Results on unbalanced data set sets appear harder to detect than set membership relations, but the smaller size of the subset data set likely contributes to this.", |
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"sec_num": "4.3" |
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"text": "Learning from the original, highly skewed data is much more difficult, and our highest F-scores are 0.1938 and 0.1414 for set members and subsets, respectively (see Table 4 ). Learning from data with this sort of distribution is difficult, regardless of the domain. In future we intend to use techniques such as SMOTE (Chawla et al., 2002) and One-Sided Selection (Kubat and Matwin, 1997) to address this heavy skew.", |
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"text": "(Chawla et al., 2002)", |
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"start": 364, |
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"end": 388, |
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"text": "(Kubat and Matwin, 1997)", |
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"ref_id": "BIBREF14" |
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} |
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"section": "Discussion", |
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"sec_num": "4.3" |
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}, |
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{ |
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"text": "We propose a novel Information Extraction task: the detection of Entity Instantiations. This task is potentially important for a variety of NLP problems, such as question answering and sentiment analysis. We have presented the first corpus study of Entity Instantiations, achieving good levels of annotator agreement. Our supervised machine learning classifier achieves an F-score of 0.628 for set member relations and 0.586 for subset relations on a balanced set, making good use of a variety of features, including world-knowledge and salience criteria.", |
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"section": "Conclusion and Future Work", |
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"sec_num": "5" |
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}, |
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{ |
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"text": "In the future, we intend to expand our annotation to include intrasentential and further dis-tant Entity Instantiations, as well as our current instantiations between adjacent sentences. Future machine learning approaches to consider are tree-kernel based approaches such as (Zhou et al., 2007) . To tackle the high skew in our data, we will use techniques such as those detailed in (Kubat and Matwin, 1997) and (Chawla et al., 2002) , and also look to methods such as active learning to acquire more positive instantiation examples.", |
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"cite_spans": [ |
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"start": 275, |
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"end": 294, |
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"text": "(Zhou et al., 2007)", |
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"ref_id": "BIBREF32" |
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}, |
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{ |
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"start": 383, |
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"end": 407, |
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"text": "(Kubat and Matwin, 1997)", |
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"ref_id": "BIBREF14" |
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"start": 412, |
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"end": 433, |
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"text": "(Chawla et al., 2002)", |
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"ref_id": "BIBREF5" |
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"section": "Conclusion and Future Work", |
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"sec_num": "5" |
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}, |
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{ |
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"text": "Our dependency parses are generated from the gold standard PTB tree.", |
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"section": "", |
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"sec_num": null |
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}, |
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{ |
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"text": "p < 10 \u2212 8 and 10 \u2212 4 for set members and subsets respectively with McNemar's \u03c7 2 test(McNemar, 1947).", |
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"back_matter": [ |
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{ |
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"text": "Andrew McKinlay is funded by an EPSRC Doctoral Training Grant. This research draws on data provided by the University Research Program for Google Search, a service provided by Google to promote a greater understanding of the web.", |
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"ref_id": "b32", |
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"title": "Tree Kernel-Based Relation Extraction with Context-Sensitive Structured Parse Tree Information", |
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"authors": [ |
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{ |
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"first": "G", |
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"middle": [ |
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"D" |
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"last": "Zhou", |
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"suffix": "" |
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}, |
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{ |
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"first": "M", |
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"middle": [], |
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"last": "Zhang", |
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"suffix": "" |
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}, |
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{ |
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"first": "D", |
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"middle": [ |
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"last": "Ji", |
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"suffix": "" |
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}, |
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{ |
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"first": "Q", |
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"middle": [ |
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"M" |
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"last": "Zhu", |
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"suffix": "" |
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], |
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"year": 2007, |
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"venue": "Proceedings of EMNLP-CoNLL", |
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"volume": "", |
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"issue": "", |
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"pages": "728--736", |
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"other_ids": {}, |
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"num": null, |
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"urls": [], |
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"raw_text": "G.D. Zhou, M. Zhang, D.H. Ji, and Q.M. Zhu. 2007. Tree Kernel-Based Relation Extraction with Context-Sensitive Structured Parse Tree Informa- tion. In Proceedings of EMNLP-CoNLL 2007, pages 728-736.", |
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"links": null |
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} |
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}, |
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"ref_entries": { |
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"TABREF2": { |
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"content": "<table><tr><td>: Agreement Statistics</td></tr><tr><td>2. Does this candidate set member/subset par-</td></tr><tr><td>ticipate in a set membership/subset relation-</td></tr><tr><td>ship with any potential set or not?</td></tr></table>", |
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"text": "", |
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"num": null, |
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}, |
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"TABREF4": { |
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"content": "<table/>", |
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"text": "Frequency of Entity Instantiations in 25 texts texts is shown in", |
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"num": null, |
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"TABREF6": { |
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"content": "<table><tr><td/><td/><td colspan=\"2\">Set Members</td><td/><td/><td/><td>Subsets</td></tr><tr><td>Method</td><td colspan=\"2\">Accuracy P</td><td>R</td><td>F</td><td colspan=\"2\">Accuracy P</td><td>R</td><td>F</td></tr><tr><td>Original Set</td><td>97.39%</td><td colspan=\"4\">0.2979 0.0289 0.0527 97.90%</td><td colspan=\"2\">0.1852 0.0266 0.0465</td></tr><tr><td colspan=\"2\">Undersampling 50/50 83.31%</td><td colspan=\"4\">0.0782 0.5227 0.1361 76.47%</td><td colspan=\"2\">0.0453 0.5585 0.0839</td></tr><tr><td colspan=\"2\">Undersampling 75/25 94.60%</td><td colspan=\"4\">0.1275 0.1963 0.1546 93.28%</td><td colspan=\"2\">0.0838 0.2500 0.1255</td></tr><tr><td>Oversampling x10</td><td>96.89%</td><td colspan=\"4\">0.2500 0.1178 0.1601 97.47%</td><td colspan=\"2\">0.1685 0.0798 0.1083</td></tr><tr><td>Oversampling x20</td><td>96.38%</td><td colspan=\"4\">0.2129 0.1632 0.1848 97.21%</td><td colspan=\"2\">0.1557 0.1011 0.1226</td></tr><tr><td>Oversampling x40</td><td>95.24%</td><td colspan=\"4\">0.1690 0.2272 0.1938 96.51%</td><td colspan=\"2\">0.1346 0.1489 0.1414</td></tr></table>", |
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"text": "Results on balanced data set \u2663 Algorithm with highest accuracy \u2660 Significantly worse than \u2663 , significance p < 0.005, McNemar's \u03c7 2 test. Significantly worse than \u2663 , significance p < 0.001, McNemar's \u03c7 2 test.", |
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